{"product_id":"essential-strategies-for-financial-services-compliance-9781118906132","title":"Essential Strategies for Financial Services Compliance","description":"\u003cb\u003eA fully updated edition of the definitive guide to financial regulation\u003c\/b\u003e \u003cp\u003eIn recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the demand for clear guidance on navigating daily compliance issues is greater than ever. Now in its second edition, the highly successful \u003ci\u003eEssential Strategies for Financial Services Compliance\u003c\/i\u003e has been updated with the latest compliance strategies and regulatory information, making it indispensable for compliance officers, legal firms, and anyone else working with the financial services compliance function.\u003c\/p\u003e \u003cp\u003eNon-compliance represents a significant material risk for any financial services firm that fails to understand and appropriately apply regulatory standards. This Second Edition of \u003ci\u003eEssential Strategies for Financial Services Compliance\u003c\/i\u003e makes it easy to digest complex information on the regulatory framework. But this book is far from solely theoretical. A balanced approach means that both the concepts \u003ci\u003eand\u003c\/i\u003e their application are within reach. Annie Mills and Peter Haines deliver solid advice that can be applied on a day-to-day basis to manage any compliance issues that may arise. Read this book to: \u003c\/p\u003e \u003cul\u003e \u003cli\u003eUnderstand the conceptual basis of compliance and the current regulatory environment applicable to the financial services industry\u003c\/li\u003e \u003cli\u003eQuickly and thoroughly learn the accepted best practices for everyday compliance\u003c\/li\u003e \u003cli\u003eGet up to date information on the current financial regulatory environment with this new edition\u003c\/li\u003e \u003cli\u003eReference detailed advice as issues arise in day-to-day operations\u003c\/li\u003e \u003c\/ul\u003e \u003cp\u003eThis update to the popular first edition of \u003ci\u003eEssential Strategies for Financial Services Compliance\u003c\/i\u003e will help eliminate non-compliance risk and ensure that your firm is entirely current on its ability to navigate the maze of financial services regulation.\u003c\/p\u003e\u003cbr\u003e\u003cbr\u003e\u003cb\u003eAuthor:\u003c\/b\u003e Annie Mills, Peter Haines\u003cbr\u003e\u003cb\u003ePublisher:\u003c\/b\u003e Wiley\u003cbr\u003e\u003cb\u003ePublished:\u003c\/b\u003e 11\/16\/2015\u003cbr\u003e\u003cb\u003ePages:\u003c\/b\u003e 400\u003cbr\u003e\u003cb\u003eBinding Type:\u003c\/b\u003e Hardcover\u003cbr\u003e\u003cb\u003eWeight:\u003c\/b\u003e 1.85lbs\u003cbr\u003e\u003cb\u003eSize:\u003c\/b\u003e 9.70h x 6.60w x 1.10d\u003cbr\u003e\u003cb\u003eISBN:\u003c\/b\u003e 9781118906132\u003cbr\u003e\u003cp\u003e\u003cb\u003eAbout the Author\u003c\/b\u003e\u003cbr\u003e\u003c\/p\u003e\u003cp\u003e\u003cb\u003eANNIE MILLS\u003c\/b\u003e is an experienced compliance officer and has worked in many areas of investment management and banking compliance. She is currently Head of Compliance at Cantor Index \u0026amp; Cantor Fitzgerald Europe. Prior positions include Compliance Director (Internal Controls) at BGC Partners\/Cantor Fitzgerald Group, and Senior Compliance Officer at Standard Bank. \u003c\/p\u003e\u003cp\u003e\u003cb\u003ePETER HAINES\u003c\/b\u003e is a chartered accountant with experience as a regulator and as a senior Compliance Officer and Money Laundering Reporting Officer. He has been a consultant since 2006, advising banks and investment firms, initially on compliance issues, but increasingly on governance and risk as well. Peter travels widely in this role and has gained experience in various US, European and Asian financial centres. He is now a non-executive director with a UK bank, chairing its Audit, Risk and Compliance Committee, and a Visiting Fellow at the ICMA Centre, University of Reading and Henley Business School.\u003cbr\u003e\u003c\/p\u003e","brand":"Wiley","offers":[{"title":"Hardcover","offer_id":40803310403699,"sku":"9.78112E+12","price":98.11,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0555\/9255\/0515\/products\/img_f3da983e-7b51-460f-97eb-fadf505d7fba.jpg?v=1682513278","url":"https:\/\/bookstorenmore.com\/products\/essential-strategies-for-financial-services-compliance-9781118906132","provider":"Bookstore N More","version":"1.0","type":"link"}