Bank Regulation, Risk Management, and Compliance: Theory, Practice, and Key Problem Areas

Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation - micro-prudential, macro-prudential, financial consumer protection, and AML/CFT regulation - and their associated risk management and compliance systems.

Author: Alexander Dill
Publisher: Informa Law from Routledge
Published: 10/16/2019
Pages: 340
Binding Type: Hardcover
Weight: 1.15lbs
Size: 9.40h x 6.30w x 0.80d
ISBN: 9780367367497

About the Author

Alexander Dill is Lecturer in the Financial Mathematics Program at the University of Chicago and Lecturer in Law at the UCLA School of Law. He is a recognized expert on the financial markets and the regulatory, risk management, and compliance frameworks that apply to them. He worked in the finance industry for nearly 30 years, first in private corporate law practice and subsequently at the US Securities and Exchange Commission and Moody's Investors Service.