The Ultimate Guide to the Advisers Act: A Practitioner's Guide

The Ultimate guide to the Advisers Act is finally a reference book that answers the questions many people involved in compliance at investment advisory firms, hedge funds, family offices, venture capital firms and private equity firms face in their day-to-day compliance routine. It is written for executives, as well as staff. With many illustrations and practical how-to tips, it is user-friendly and hits the key requirements for an effective compliance program under the Act. It tells you what to think about when starting out, as well as what to watch out for as a seasoned practitioner. It is written to make compliance accessible, easy to read, concise and pragmatic, with many charts and graphs for ease of use.

Author: Bettina Eckerle
Publisher: El Publishing
Published: 01/03/2015
Pages: 282
Binding Type: Paperback
Weight: 0.84lbs
Size: 9.02h x 5.98w x 0.73d
ISBN: 9780986271700

About the Author
Bettina Eckerle is the founder of Eckerle Law, a law firm assisting companies with their legal and compliance needs. Her experience as a corporate lawyer spans more than two decades, starting out with Wall Street firm Debevoise & Plimpton and Wachtell, Lipton, Rosen & Katz, then as the General Counsel of an industry leader in the investment advisory space, where she oversaw legal affairs and compliance. She launched her own practice to make high-quality legal advice accessible and create value through strategic legal planning. She is a frequent speaker on legal and compliance topics.

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