Mastering Series 65: A Comprehensive Guide to the Uniform Investment Adviser Law Exam
Mastering Series 65: A Comprehensive Guide to the Uniform Investment Adviser Law Exam
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Mastering Series 65: A Comprehensive Guide to the Uniform Investment Adviser Law Exam Table of Contents Chapter 1: Introduction to Series 65 Exam Chapter 2: Registration Requirements Chapter 3: Economic Factors and Business Information Chapter 4: Investment Vehicles and Strategies Chapter 5: Ethics and Fiduciary Obligations Chapter 6: Legal and Regulatory Guidelines Chapter 7: Portfolio Management and Analysis Chapter 8: Retirement Planning and Employee Benefits Chapter 9: Client Communication and Disclosures Chapter 10: Legal and Ethical Considerations for the Adviser Chapter 11: Practice Exams and Sample Questions Chapter 12: Final Tips and Strategies for Exam Success Chapter 13: Additional Resources and Continuing Education Chapter 14: Case Studies and Real-World Applications Chapter 15: Recap and Final Words of Encouragement
Author: Innoware Pjp
Publisher: Independently Published
Published: 08/18/2023
Pages: 66
Binding Type: Paperback
Weight: 0.22lbs
Size: 9.00h x 6.00w x 0.14d
ISBN: 9798858017073
Author: Innoware Pjp
Publisher: Independently Published
Published: 08/18/2023
Pages: 66
Binding Type: Paperback
Weight: 0.22lbs
Size: 9.00h x 6.00w x 0.14d
ISBN: 9798858017073
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